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How to write an essay
Harvard referencing
The HARVARD system cites the author's surname and year of publication in the text, e.g. (Bond, 2004), and provides a reference list (of these citations), in alphabetical order by author, at the end of the assignment. It is here additional bibliographical details are noted, such as the title and publisher.
The first part of this guide looks at Harvard referencing within the text of your report, essay or assignment. The second part looks at compiling the Reference list or Bibliography from examples, such as books and journal articles. The third part lists examples of other types of documents, such as Government reports and Law Cases.
Reference to sources may be cited in the text in different ways depending on the nature of the sentence/paragraph that you are writing.
When you are making reference to an author and his work in the text of your essay, report or other assignment, and you directly mention the author, this is followed by the date of the work in brackets (parentheses), and forms part of the sentence. If you make reference to a work or piece of research without mentioning the author in the text of your essay, then both the author’s name and year are usually placed at the end of the sentence in brackets.
Where the author’s name is cited in your essay
and is part of the sentence, put the author’s name, followed by the year of publication, in brackets.
Cormack (1994) states that 'when writing for a professional readership,Where the author’s name is not cited directly in the essay,
writers invariably make reference to already published works'.
In general, when writing for a professional publication, it is good
practice to make reference to other relevant published work. This view has
been supported in the work of Cormack (1994).
Making reference to published work appears to be characteristic of writingWhere more than one author’s work is cited in your essay
for a professional audience (Cormack 1994).
Jones (1946) and Smith (1948) have both shown……Where more than one authors’ works are not cited directly in your essay
(Jones 1946; Smith 1948)Where there are two authors for a particular work
White and Brown (1964) in their recent research paper found……..Where there are more than two authors for a work
with regard to PREP and the role of libraries, Crane and Urquhart (1994) suggest…
Or indirectly
(Slater and Jones 1996)
(White and Brown 1966)
Green et al. (1995) found that the majority ……………
Recent research has found that the majority of……(Green et al. 1995)Where there is no author
Marketing strategy (1999)Where there is no date
Smith (n.d.) has written and demonstrated…………..
Page numbers
(Smith n.d.)
Lawrence (1966, p.124)
(Lawrence 1966, p.124)
Where there are several works by one authorNote page numbers from books are a single p, from journals pp
Or indirectly
as suggested by Bloggs (1992, 1994).
(Bloggs 1992, 1994) …
If the same author is responsible for several works written over one year which you are quoting from, these can be differentiated by adding a lower case letter after the year for each item.
Earlier research by Smith (1993a) found that …but later research suggested again by Smith (1993b) that…….
If several works published in the same year are referred to on a single occasion -
or an author has made the same point in several publications, they can all be
referred to by using lower case letters (as above),
Bloggs (1993a, b) has stated on more than one occasion that…
Quotations
Where you are quoting portions of published text
If you want to include a statement from a published work in your essay,
the sentence(s) must be included within quotation marks, and may be
introduced to by such phrases as
…the author states that...or …the author writes that … .In order for a reader to trace the quoted section, it is good practice to give the number of the page where the quotation was found.
On the topic of professional writing and referencing, Cormac (1994, p. 32-33)
states:
'When writing for a professional readership, writers invariably
make reference to already published works'.
Edited works
Where you are referring to the work of an author that appears as a chapter or part of a larger work edited by someone else
Within the text of your essay, the reference should be cited using the name of the
author of the part or chapter of text to which you are referring, and not the
editor of the whole volume.
In his work on health information, Smith (1975) states…In the reference list details of both the part and the entire document should be given
Smith, J., (1975). A source of information. In W. Jones, ed. One hundred and…
Corporate authors
Where you are referring to a publication by an association, company or a government department etc.
If the work is by a recognised organisation and has no personal author, then the author of the work is usually cited under the body that commissioned the work eg.
Department of the EnvironmentIt is acceptable to use standard abbreviations for these bodies, i.e. DoE or RCN in your essay text, provided the full name is given once at the first citing within the text, with the abbreviation in brackets. The full name is the preferred format in the reference list.
or
Royal College of Nursing
Committee on Nursing (1972).
Second-hand references (secondary sources)
Where an author mentions another’s work, and you wish to refer to this other work, this is a secondary reference.
These should only be cited if you are unable to read the original work being referred to:
Indirectly
(Brown 1966 cited in Bassett 1986)
Research recently carried out by Brown (1966 cited in Bassett 1986) found that
White, as cited by Black (1994), suggests that…
In this citation, White is the primary source, and therefore the original; Black (the secondary) may have taken White's ideas forward and altered the meaning slightly, if not directly quoted. Therefore it would be prudent to try and access White's work and read the original.
When citing the reference in the reference list, cite only the work that you have read; i.e. for this the secondary source, Black (1994).
For Tables and Diagrams
Where you are reproducing data from a diagram or table, or copying the entire table or diagram, in your essay, a reference should be made to the source.
A reference within the text of your essay to a Table taken from a book should include the author and page (Smith 2005, p.33) to enable the reader to verify the data. Where the source of the data is not the author’s own, but obtained from another source, this is a second hand reference and needs to be cited thus (United Nations 1975 cited in Smith 2005, p.33)
Where the table is reproduced in its entirety, place the citation as a footnote to the table. Be particularly careful to note the original source of data, as well as the authorship of document you have found it in.
Fuller details should be included in the reference list at the end of the essay.
| An example, you wish to 1. quote from a table in this book in your text, 2. reproduce the table in your essay 3. reference the book in the bibliography
This book is :- Amazon, Robert. , 2005. Management in the media: decision makers. 4th ed. Harlow, England: FT Prentice Hall. The table is found on page 267. 1 |
For books
Author(s) surname(s) and initials
Year of publication of edition referred to (not printing or impression)
Full title of book/thesis/dissertation (including subtitle) in italics
Edition of book (if not first edition)
Place of publication
Name of publisher
Ulrich, W., 1983. Critical Heuristics of Social Planning. Chicago: University of Chicago Press.
Kirk, J. and Munday, R.J., 1988. Narrative Analysis. 3rd ed. Bloomington: Indiana University Press.
For books with multiple authors
For books with two or three authors, of equal status, their names should be included in the author statement
The Authors surname and initials, listed in the order they appear in the document.
Year of publication of edition referred to (not printing or impression)
Full title of book/thesis/dissertation (including subtitle) in italics
Edition of book (if not first edition)
Place of publication
Name of publisher
For books with more than three authors
British Standard recommends for books with four or more authors, the name of the first author should always be included, with or without the names of the other authors. Where names are omitted "and others" or "et al" should be added.
However, within some subject disciplines, there is a convention to include all authors in the Reference List/Bibliography.
The first Author only surname and initials, followed by "and others" or "et al", if other authors are omitted
Year of publication of edition referred to (not printing or impression)
Full title of book/thesis/dissertation (including subtitle) in italics
Edition of book (if not first edition)
Place of publication
Name of publisher
For books which are editedGrace, B. et al., 1988. A History of the World. Princeton, NJ: Princeton University Press.
Keene, E. ed., 1988. Natural language. Cambridge: University of Cambridge Press.
Silverman, D.F. and Propp, K.K. eds., 1990. The Active Interview. Beverly Hills, CA: Sage.
For an e-book
Author(s) surname(s) and initials
Year of publication of edition referred to (not printing or impression)
Full title of book/thesis/dissertation (including subtitle) in italics
Type of medium should be indicated in parentheses or square brackets, ie. [e-book]
Edition of book (if not first edition)
Place of publication
Name of publisher
Available from, should include Web site address/URL and additional details of access, such as
the routing from the home page of the source
Accessed, or cited ….date in square brackets
Fishman, Robert., 2005. The rise and fall of suburbia. [e-book]. Chester: Castle Press.
Available from : libweb.anglia.ac.uk / E-books
[cited 5 June 2005].
Employment law and practice. 2005. [CD-ROM]. London: Gee
Available from : libweb.anglia.ac.uk/ E-books
[cited 7 June 2005].
For chapters of edited books
Chapter author(s) surname(s) and initials
Year of publication (of chapter)
Title of chapter
Place the word 'In'
Editor(s) first name/ initials and surname(s) of the book, placing ed. or
eds. after the last name
Title of the book (including subtitle) in italics
Edition of the book (if not the first)
Place of publication
Name of publisher
Year of publication (of book)
Page numbers if relevant, first page and last page e.g. pp. 3-8
Where you have several works by one author written over one year, these can be differentiated by adding a lower case letter after the date, remember that this also must be consistent with any citing in your text. In your reference list or bibliography, you do not need to repeat the surname.
Smith, J., 1975. A source of information. In W. Jones, ed. One hundred
and one ways to find information about health. Oxford: Oxford University Press, 1998.
Samson,C., 1970. Problems of information studies in history. In S. Stone, ed. Humanities information research. Sheffield: CRUS, 1980, pp. 44-68.
Soros, G., 1966a. The road to serfdom. Chicago: University of Chicago Press.
------ 1966b. Beyond the road to serfdom. Chicago: University of Chicago Press.
Boughton, J.M., 2002. The Bretton Woods proposal, an indepth look.
Political Science Quarterly, 42 (6), pp.564-78.
For newspaper articles
Author(s) surname(s) and first name initials
Year of publication
Title of article
Name of newspaper, in italics
Date, day and month
Page numbers of article
Slapper, Gary., 2005. Corporate manslaughter, new issues for lawyers. The Times,
3 Sep. pp.4-5.
For journal articles, taken from an electronic source
Author(s) surname(s) and first name initials
Year of publication
Title of article
Name of journal in italics
Type of medium should be indicated in square brackets
Volume number in bold
Issue number in brackets (-)
Page numbers, only if these are part of the webpage presentation.
Available from, URL and other location and source details, which would help
to retrieve the article
Accessed, or cited date in square brackets
Boughton, J.M., 2002. The Bretton Woods proposal, an indepth look.
Political Science Quarterly, [online]. 42 (6),
Available from : http://www.pol.upenn/articles, Blackwell Science Synergy.
[cited 12 June 2005].
Hamill, C., 1999. Academic essay writing in the first person: a guide for undergraduates. Nursing Standard, [online] 21 Jul., 13 (44), pp 38-40.
Available from : http://libweb.anglia.ac.uk/ejournals/333
[cited 12 June 2005].
Jenkings, R.,1989. Clashing with caching. ARIADNE, [Online] Issue 21,
10 September,
Available at : http://www.ariadne.ac.uk/issue21/web-cache/
[cited 2 December 2004].
Wright, A. and Cottee, P., 2000.
Consumer understanding of US and EU nutrition labels.
British Food Journal [online] 103 (8), pp. 615-629. Emerald.
Available at : http://www.emerald-library.com
[cited 8 September 2001].
Beaver, M., 2000. Errant greenhouse could still be facing demolition.
Building Design [Online] 24 Nov., p3.
Available at : http://www.infotrac.london.galegroup.com/itweb/sbu_uk
[cited 15 August 2003].
For a journal abstract, found on a database
If you need to cite a reference/abstract from a bibliographic database,
where you have been unable to see the full text version, but still wish to include in your reference list or bibliography
Author(s) surname(s) and first name initials
Year of publication
Title of article
Name of journal in italics
Type of medium should be indicated in square brackets
Volume number in bold
Issue number in brackets (-)
Page numbers, only if these are part of the webpage presentation.
Abstract from, with details of source
Available from, URL and other location and source details, which
would help to retrieve the article
Accessed, or cited date in square brackets
Boughton, J.M. 2002 The Bretton Woods proposal, an indepth look.
Political Science Quarterly, [online]. 42 (6), Abstract from Blackwell Science Synergy database
Available from : http://www.pol.upenn/articles, Blackwell Science Synergy.
[cited 12 June 2005].
Marks & Spencer ., 2004. Annual report 2003-2004. [online].
Available from :
http://www-marks-and-spencer.co.uk/corporate/annual2003/
[cited 4 June 2005].
Chittenden, M., Rogers, L. and Smith, D., 2003. Focus: ‘Targetitis ails NHS.
Times Online, [internet].1 June
Available from :
http://www.timesonline.co.uk/print/11-1506-669.html
[cited 17 March 2005].
National electronic Library for Health. 2003. Can walking make you slimmer and healthier? (Hitting the headlines article) [online]. (Updated 16 Jan 2005)
Available from : http://www.nhs.uk.hth.walking
[cited 10 April 2005].
Scottish Intercollegiate Guidelines Network. 2001. Hypertension in the elderly. (SIGN publication 20) [internet]. Edinburgh : SIGN (Published 2001)
Available from : http://www.sign.ac.uk/pdf/sign49.pdf
[cited 17 March 2005].
Boots Group Plc., 2003. Corporate Social Responsibility. [Online]. Boots Group Plc.
Available from :
http://www.Boots-Plc.Com/Information/Info.Asp?id=447
[cited 23 July 2005].
Defoe, D., 1999. The Fortunes And The Misfortunes Of The Famous Moll Flanders. [Online]. Champaign, Illinois: Project Gutenberg.
Available from:
http://Promo.Net/Cgi-Promo/Pg/T9.Cgi?Entry=370&Full=Yes
[cited 18 November 2005].
Tesco Plc., 2002. Annual Report And Financial Statements 2002 . [Online]. Tesco Plc.
Available from:
http://81.201.142.254/Presentresults/Results2001_02/ Prelims/Report/ f
[cited 18 November 2005].
For E-Mail correspondence/discussion lists
Particular care needs to be taken if you are quoting from these sources, as they may include personal e-mail addresses, and be from a restricted source. Permission should be sought before these sources are quoted.
Author (s) surname and first name initials or corporate name
(Email Address)
Year of publication
Title of message or subject from posting line, in italics
Type of medium should be indicated in square brackets [e-mail]
Recipient's name
Type of message
Correspondence address (if personal, obtain permission before including such details)
Date sent
Available from URL (e.g. details of where message is archived)
Date accessed
Jones,J. JONES@JONES.COM, 2005. Mobile phone developments. [online]. Message to R G. Schmit (r.g.schmit@syy.ac.uk). Sent Monday 7 June 2005, 08:13.
Available from : http://gog.defer.com/2004_07_01_defer_archive.html
[cited on 7 July 2004].
Referencing other types of documents
There are other types of documents, which you may wish to cite in your reference list or bibliography. Although there is no official Harvard guide for these, set out below are some suggestions.
Acts of Parliament
The standard method of citing an Act of Parliament is by its short title, which includes the year followed by the chapter number in brackets.
Place of publication
Name of Publisher
Higher Education Act 2004. (c.8), London : HMSO.
Road Transport Lighting Act 1957. (5&6 Eliz. 2, c.51), London : HMSO.
Statutory Instruments
References to Statutory Instruments should include the following:
Short title
The abbreviation 'SI'
Year of publication
Number
Place of publication
Publishers name
Public Offers of Securities Regulations 1995. SI 1995/1537, London: HMSO
Command Papers and other Official publications
Title
Cite the Command number as it appears on the document, the style for this has changed
Year
Place of Publication
Publisher
Royal Commission on Civil Liability and Compensation for Personal Injury, 1978 (Pearson Report) (Cmnd. 7054) London: HMSO
Select Committee on Nationalised Industries (1978-9) Consumers and the Nationalised Industries : prelegislative hearings (HC 334 of 1978-9) London: HMSO.
Law report
Follow normal legal practice with :-
Name of the parties involved in the law case
Year of reporting
Law reporting series
Volume and number
Page reference
R v White (John Henry) [2005] EWCA Crim 689, 2005 WL 104528 .
Jones v Lipman [1962] 1 WLR 832
Annual report
Corporate author
Year of publication
Full title of Annual Report
Place of Publication
Name of Publisher
Marks and Spencer, 2004. The way forward, Annual Report 2003-2004. London : Marks and Spencer.
British Standard
Corporate author
Year of publication
Identifying letters and numbers
Full title of British Standard
Place of Publication
Name of publisher
British Standards Institution., 1990. BS 5555:1990 Recommendations for wiring identification. Milton Keynes: BSI.
DVD
Authorship
Year of publication
Full title of DVD
Type of medium should be indicated in square brackets
Place of Publication
Name of publisher
Other relevant publication details
Warner Brothers., 2005. Great films from the 80s: a selection of clips from Warner Brothers top films from the 1980s. [DVD]. New York : Warner Brothers.
Video
Authorship
Year of publication
Full title of DVD
Type of medium should be indicated in square brackets
Place of Publication
Name of publisher
Other relevant publication details
Child Growth Foundation., 2004. Health for all 3 the video Part 1. [video]. London: Child Growth Foundation.
(Narrated by D B M Hall)
Dissertation
Author
Year of publication
Title of dissertation
Level or Qualification
Name of University
Richmond, Julia., 2005. Customer expectations in the world of electronic banking: a case study of the Bank of Britain.
Ph. D. Anglia Ruskin University.
Layout
It should be remembered that the Harvard system lays down standards for the order and content of information in the reference, not the format or layout on the page. Many variations of layout are acceptable provided they are used consistently.
References may be read straight across the page, and for ease of reading the reference list or bibliography may be presented in three columns. ie.
Author Year Bibliographic information
The title of the book or journal should be in italics, emboldened or underlined.
Students are advised to keep a paper copy of the front page of any electronic items cited in any coursework.
General comments
The quality of a written piece of work is enhanced when the author has paid attention to the referencing detail. Not only does it enable the marker/examiner to identify the breadth and depth of the author's understanding of the topic in hand, it also enables readers in general to access the information referred to.
Tips on getting started
Remember to record all the documents you read.
Note down:-
Who is responsible for the document, is it a personal author or organisation
When was the document published or for electronic documents, made available
Title -What is the title of the book
If it’s an article, note the article title and journal title.
If it’s a chapter, note the chapter title and book title.
If it’s a website, identify what part of the site you are looking at.
Locational information, publishers details for books, volume and pages for journals
Website address, if in doubt, use the home page address which is more stable, and give routing to the page you are viewing.
For electronic sources, note the date accessed and take a printed copy of the front page.
If you require any assistance with citing please ask in the library for further guidance.
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